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Administrative Policy
2003-23 Faxing Protected Health Information (PHI)
PURPOSE:
To safeguard Protected Health Information (PHI) when transmitted or received via facsimile (fax) from
inadvertent disclosure to unauthorized recipients in accordance with the Health Insurance Portability
and Accountability Act of 1996 (HIPAA) and the Health Information Technology for Economic and Clinical
Health Act (HITECH) and the associated regulations.
POLICY STATEMENT:
UConn Health will take reasonable steps to protect the confidentiality of PHI when transmitting or
receiving documents via fax.
When the identity of the intended recipient is unknown to UConn Health, UConn Health will confirm
such person’s identity and authority to receive or access the patient’s health information prior to
disclosure in accordance with Policy 2003-20 Verification of Individuals Requesting Protected Health
Information.
DEFINITIONS:
Privacy Definitions
PROCEDURES/FORMS:
Procedure for Policy 2003-23 Faxing Protected Health Information (PHI)
Confidential Fax Cover Sheet
REFERENCES:
45 C.F.R. § 164.530(c) (HIPAA Privacy Rule)
RELATED POLICIES:
2003-20: Verification of Individual Requesting Protected Health Information
2003-21: Minimum Necessary Protected Health Information
ENFORCEMENT:
Violations of this policy or associated procedures may result in appropriate disciplinary measures in
accordance with University By-Laws, General Rules of Conduct for All University Employees, applicable
collective bargaining agreements, the University of Connecticut Student Code, other applicable University
Policies, or as outlined in any procedures document related to this policy.
Title
Faxing Protected Health Information (PHI)
Policy Owner and
Contact Information
Office of Healthcare Compliance and Privacy
Campus Applicability
UConn Health
Applies to
UConn Health Workforce
Effective Date
7/14/21
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Andrew Agwunobi (Signed) 7/14/21
UConn Health Chief Executive Officer
Kiki Nissen (Signed) 7/9/21
Administrative Policy Committee Vice-Chair
Janel Simpson (Signed) 7/13/21
Administrative Policy Committee Chair
POLICY HISTORY:
New Policy Approved: 4/14/03
Revised: 4/15/04, 3/28/05, 5/19/15, 7/14/21