250 E. Broad Street, Suite 1400 ● Columbus, Ohio 43215
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Pro Se Packet
Filing an Appeal in the Fifth District Court of Appeals
Ashland, Coshocton, Delaware, Fairfield, Guernsey, Holmes, Knox, Licking,
Morgan, Morrow, Muskingum, Perry, Richland, Stark, and Tuscarawas Counties
To properly file a timely appeal to the Fifth District Court of Appeals, you must file the following
documents in the court of common pleas of the county where you were convicted, within 30 DAYS
of the date that your sentencing entry was time-stamped. This means the court must receive the
documents within thirty days. Those documents are listed below.
If you have passed the 30-day deadline, you must file a Motion for Leave to File a Delayed Appeal
in the Fifth District Court of Appeals, at the same time that you file the following documents in
the Court of Common Pleas.
Each of these documents is included in this packet. You should fill in the forms neatly, and in pen.
Each appellate court has its own rules called Local Rules. You will also find parts of the local
appellate rules at the end of the packet.
What is an appeal?
An appeal is a request for review made to a higher court. Appeals are filed by a party that lost in
the trial court on one or more issues. To make such a request is "to appeal" or "to take an appeal."
The person who requests the appeal is called the "appellant;" the person responding to the appeal
is the "appellee." Both the prosecutor and the defendant can appeal, although the prosecutor’s
ability to appeal is limited to specific circumstances. Appeals can be made for a variety of reasons
including the use of improper procedure or a court incorrectly interpreting the law. An “appellate
attorney” is an attorney who works entirely, or almost entirely, on appeals.
Appeals are handled by a completely different court from the trial court that originally heard your
case. While you file the paperwork to start an appeal in the trial court, this is only because the
Clerk of Courts for the trial court acts as the Clerk for the appellate court as well. Your appeal
will be heard by a different judge in a different court NOT your trial judge.
Can I appeal my conviction?
If you are within thirty (30) days of the date stamped on your sentencing entry, then you may
appeal “as of right.” This means that the appellate court must accept your appeal, review your
issues, and write out a decision in your case. If you are past the thirty-day mark, you may still be
able to appeal your conviction. However, you will need to file all the necessary documents for a
regular appeal in addition to extra documents needed to file a “delayed appeal.” A delayed appeal
is more difficult than a regular, or “timely,” appeal because the appellate court is not required to
accept your appeal. This means your issues might not get reviewed on appeal.
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How do I file an appeal?
Below you will find a list of documents. You must complete each and every one of these
documents and send all of them in one package to the Clerk of Courts for the Court of Common
Pleas in the county where you were convicted.
Your filing package should include the original and four copies. If you cannot make the required
number of copies send in what you have. The 30-day deadline is more important than the number
of copies requested by the appellate court. If you are able to include a postage-paid envelope
addressed to you, the clerk will send a time-stamped copy of your Notice of Appeal back to you.
What is a Certificate of Service?
There is a “Certificate of Service” page for almost all of the included documents. These certificates
are proof to the court that you sent a copy of your documents to the prosecutor. You should send
a copy of every document in your completed appeal packet to the Office of the Prosecuting
Attorney in the county where you were convicted. If you cannot afford the copies and postage to
send the prosecutor a copy of your notice of appeal, DO NOT fill out the certificates of service.
The Clerk of Courts’ and the Prosecuting Attorney’s addresses are both located in your legal
orientation handouts. Or you can contact the library or prison legal services for the addresses.
The NOTICE OF APPEAL is the most important document to file within your 30-day
deadline. If you are unable to obtain the required number of copies, or complete some of the
documents, file the notice of appeal and what you have. It may be possible to correct those
problems later.
On all the forms, you must write NEATLY and IN PEN.
If you can’t fill in some of the blanks on the forms, fill out as much as you are able.
Notice of Appeal
o A time-stamped copy of your sentencing entry MUST be attached to your notice of appeal.
You may write to the clerk of courts, enclose a self-addressed, postage-paid envelope, and
ask that the clerk send you a copy, or you may contact a family member or friend to obtain
a copy from the clerk’s office in your county.
o If you are close to your 30-day deadline, do not have the entry, and are still at a reception
center, contact the institution’s public defender office. We may be able to call the county
and request that the entry be faxed to the public defender office. However, this is not
always possible. Only reception centers contain a public defender office. Away from a
reception center, you will need to contact our main office in Columbus.
o Fill in the blanks on the forms. Write neatly in pen or, if possible, type.
o Fill in the Case No. _____ Your common pleas case number is located on the bottom of
the second page of the legal packet that you received at orientation. If you have more than
one case number, include each, but only if the cases are from the same county. If you have
cases in different counties, you must file an appeal in each county.
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Affidavit of Indigency
o You must fill in the blanks on the affidavit, and sign it in the presence of a notary public.
Write neatly in pen. Legal services will provide notary service. If legal services staff is
unavailable, ask your unit staff how to access a notary.
Motion for Appointment of Counsel
o Fill in the blanks with as much information as you know. Write neatly in pen. Fill out
the top part only of the Journal Entry everything above the heading that reads “Journal
Entry”). Do not sign. This is only for the Judge to sign.
Motion for Transcript at State Expense
o Fill in the blanks with as much information as you know. Write neatly in pen. Fill out
the top part only of the Journal Entry (everything above the heading that reads “Journal
Entry”). Do not sign. This is only for the Judge to sign.
Statement, Praecipe, and Notice to Court Reporter
o Fill in the blanks with as much information as you know. Write neatly in pen. Include
the dates of your proceedings in front of the court, to the extent that you are able.
Docketing Statement
o Fill in the blanks with as much information as you know. Write neatly in pen. Depending
on your case, fill out Section E for Criminal or Section F for Civil. A time-stamped copy
of your sentencing entry MUST be attached to your Docketing Statement.
Once each of these documents and their corresponding certificates of service are completed and
signed, your unit staff will make copies for you. You must send the original document, plus four
copies, to the Clerk of Courts in the county where you were convicted. Include a postage-paid
envelope addressed to you, and the clerk will send a time-stamped copy to you.
You MUST send a copy of every document to the Office of the Prosecuting Attorney in the county
where you were convicted. There is a “Certificate of Service” page after each document, which
confirms that you sent a copy of the document to the prosecutor. On the Certificate of Service
page, fill in the date that you mail the document.
The Clerk of Courts’ and the Prosecuting Attorney’s addresses are both located on the bottom of
the first page of your legal orientation handouts. If you no longer have that document, you will
find legal directories in the Law Library, where you can look up the addresses.
IN THE COURT OF COMMON PLEAS
_____________ COUNTY, OHIO
STATE OF OHIO, :
Plaintiff-Appellee, : Case No. _______________
vs. :
______________________, : JUDGE ____________________
Defendant-Appellant. :
______________________________________________________________________________
NOTICE OF APPEAL
______________________________________________________________________________
_________________________ hereby gives notice of an appeal to the Fifth District Court
of Appeals, ____________ County, Ohio, from the judgment entry of conviction, entered in this
court on the ___ day of _________, 20__.
Respectfully submitted,
DEFENDANT-APPELLANT, PRO SE
Inmate Number/Institution
Address
City, State, and Zip Code
2
CERTIFICATE OF SERVICE
I certify a copy of the foregoing NOTICE OF APPEAL has been sent by regular U.S. mail
to the office of the __________________ County Prosecutor this _____ day of
_________________, 20____.
Mailed to:
Name:
Street Address:
City: State: Zip Code:
DEFENDANT-APPELLANT, PRO SE
IN THE COURT OF COMMON PLEAS
_____________ COUNTY, OHIO
STATE OF OHIO, :
Plaintiff-Appellee, : Case No. _______________
vs. :
______________________, : JUDGE ____________________
Defendant-Appellant. :
_____________________________________________________________________________
AFFIDAVIT OF INDIGENCY
_____________________________________________________________________________
I, __________________________, do hereby solemnly swear that I have presently this
____ day of ___________, 20___, no means of financial support and no assets of any value and,
therefore, cannot secure costs to pay for any legal services, fees or costs in the above-styled case.
DEFENDANT-APPELLANT, PRO SE
Sworn to and subscribed in my presence this ____ day of ____________, 20___.
NOTARY PUBLIC
IN THE COURT OF COMMON PLEAS
_____________ COUNTY, OHIO
STATE OF OHIO, :
Plaintiff-Appellee, : Case No. _______________
vs. :
______________________, : JUDGE ____________________
Defendant-Appellant. :
______________________________________________________________________________
MOTION FOR APPOINTMENT OF COUNSEL
______________________________________________________________________________
_________________________ moves this court to appoint appellate counsel in the above-
captioned case. The Federal Constitution does not obligate states to provide an opportunity to
appeal in criminal cases. McKane v. Durston, 153 U.S. 684, 687, 14 S.Ct. 913, 914-915, 38 L.Ed.
867 (1894). If a state chooses to create such a right to review, however, it must employ procedures
that satisfy due process and equal protection. Evitts v. Lucey, 469 U.S. 387, 393, 105 S.Ct. 830,
834, 83 L.Ed.2d 821 (1985). If the state provides the right to appellate review, it may not “bolt
the door to equal justice.” Halbert v. Michigan, 545 U.S. 605, 610; 125 S.Ct. 2582, **; 162 L.Ed.
2d 552 (2005), quoting Griffin v. Illinois, 351 U.S. 12, 24, 76 S.Ct. 585, 100 L.Ed. 891 (1956)
(Frankfurter, J., concurring in judgment). When a state provides a first appeal as of right, it must
also provide counsel. Douglas v. California, 372 U.S. 353, 83 S.Ct. 814, 9 L.Ed.2d 811 (1963).
Ohio has undertaken to provide a process of appellate review thru its constitution, statutes,
and rules. Although the Ohio Constitution does not expressly provide for a right to appeal, Ohio
Constitution, Article IV, Section 3(B)(1)(f) provides for the establishment of an appellate court
system with jurisdiction “[i]n any cause on review as may be necessary to its complete
determination.” Moreover, Section (3)(B)(2) provides that “[c]ourts of appeals shall have such
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jurisdiction as may be provided by law to review and affirm, modify, or reverse judgments or final
orders of the courts of record inferior to the court of appeals…”
Ohio has also established a statutory right to appeal. R.C. 2505.03 provides that every final
order, judgment, or decree of a court and, when provided by law, the final order of any
administrative officer, agency, board, department, tribunal, commission, or other instrumentality,
may be reviewed unless otherwise provided by law. R.C. 2953.02 authorizes appellate courts to
review, in criminal cases, the "judgment or final order" of an inferior court. Finally, R.C. 2953.08
provides that “[i]n addition to any other right to appeal[,]” a person who is convicted of or pleads
guilty to a felony may appeal as a matter of right the sentence imposed under listed circumstances.
App.R. 3(A) makes every litigant entitled to an appeal as of right by filing a notice of
appeal within the time allowed by App.R. 4. Crim.R. 32 specifically provides the court must notify
a person convicted of an offense of the right to appeal (1) a conviction after imposition of sentence
in a serious offense that has gone to trial or, (2) the sentence imposed, under certain circumstances,
and in both instances the right to counsel and transcript at state expense. And in conjunction,
Crim.R. 44 provides for the appointment of counsel on an appeal of right unless waived.
Having so established a framework establishing the right to appeal a criminal conviction,
Ohio is subject to the constitutional requirements of Griffin and its progeny, including the right to
counsel set forth in Douglas. As attested by the accompanying Affidavit of Indigency, I am unable
to retain counsel and request the services of counsel at state expense.
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Respectfully submitted,
DEFENDANT-APPELLANT, PRO SE
Inmate Number/Institution
Address
City, State, and Zip Code
CERTIFICATE OF SERVICE
I certify a copy of the foregoing MOTION FOR APPOINTMENT OF COUNSEL has been
sent by regular U.S. mail to the office of the ______________________ County Prosecutor this
_____ day of _________________, 20____.
Mailed to:
Name:
Street Address:
City: State: Zip Code:
DEFENDANT-APPELLANT, PRO SE
IN THE COURT OF COMMON PLEAS
_____________ COUNTY, OHIO
STATE OF OHIO, :
Plaintiff-Appellee, : Case No. _______________
vs. :
______________________, : JUDGE ____________________
Defendant-Appellant. :
JOURNAL ENTRY
On motion of the Defendant-Appellant and for good cause shown, it is hereby ORDERED
that the motion for appointment of counsel is granted and ________________________________
is hereby appointed for purposes of appeal.
__________________________ ____________________________________
DATE JUDGE
IN THE COURT OF COMMON PLEAS
_____________ COUNTY, OHIO
STATE OF OHIO, :
Plaintiff-Appellee, : Case No. _______________
vs. :
______________________, : JUDGE ____________________
Defendant-Appellant. :
______________________________________________________________________________
MOTION FOR PREPARATION OF COMPLETE TRANSCRIPT
OF PROCEEDINGS AT STATE EXPENSE
______________________________________________________________________________
________________________ moves this court for an order directing the official court
reporter, at state expense, to prepare and file a complete transcript of the proceedings in the above-
styled case and to furnish a copy thereof to counsel. The transcript shall include: all plea and
pretrial proceedings; all trial proceedings, including voir dire, opening statements, bench
conferences, jury instructions, and closing arguments; and all post-trial and sentencing
proceedings.
This transcript is necessary to the effective pursuit of this appeal as of right to the court of
appeals. I am indigent and lacks the resources to pay the cost of preparing the transcript, and
therefore am entitled to a complete transcript of proceedings at state expense. Griffin v. Illinois,
351 U.S. 12, 76 S.Ct. 585, 100 L.Ed.2d 891 (1956).
Indigent defendants in the State of Ohio are constitutionally entitled to adequate and
effective appellate review. Griffin v. Illinois, 351 U.S. at 19; Mayer v. Chicago, 404 U.S. 189,
194, 92 S.Ct. 410, 30 L.Ed.2d 372 (1971). This review is “impossible without a trial transcript or
adequate substitute.” Bounds v. Smith, 430 U.S. 817, 822, 97 S.Ct. 1491, 52 L.Ed.2d 72 (1977).
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Thus, “there can be no doubt that the state must provide an indigent defendant with a transcript of
prior proceedings when that transcript is needed for an effective defense or appeal.” Britt v. North
Carolina, 404 U.S. 226, 227, 92 S.Ct. 431, 30 L.Ed.2d 400 (1971). Accord, State v. Arrington, 42
Ohio St.2d 114, 326 N.E.2d 667 (1975), at paragraph one of the syllabus. In addition, the Supreme
Court of Ohio has determined that Article I, Section 16 of the Ohio Constitution ensures a criminal
defendant-appellant the availability of an unabridged transcript of proceedings. State ex rel. Spirko
v. Court of Appeals, 27 Ohio St.3d 13, 17, 501 N.E.2d 625 (1986).
I am without resources and am unable to pay the cost of preparing a transcript and am
entitled to the preparation of a complete transcript at state expense. I move this court for an order
directing the court reporter to provide a copy of that transcript to appointed counsel at state
expense.
Respectfully submitted,
DEFENDANT-APPELLANT, PRO SE
Inmate Number/Institution
Address
City, State, and Zip Code
3
CERTIFICATE OF SERVICE
I certify a copy of the foregoing MOTION FOR PREPARATION OF COMPLETE
TRANSCRIPT OF PROCEEDINGS AT STATE EXPENSE has been sent by regular U.S. mail to
the office of the __________________________ County Prosecutor this _____ day of
_________________, 20____.
Mailed to:
Name:
Street Address:
City: State: Zip Code:
DEFENDANT-APPELLANT, PRO SE
IN THE COURT OF COMMON PLEAS
_____________ COUNTY, OHIO
STATE OF OHIO, :
Plaintiff-Appellee, : Case No. _______________
vs. :
______________________, : JUDGE ____________________
Defendant-Appellant. :
JOURNAL ENTRY
On motion of the Defendant-Appellant and for good cause shown, it is hereby ordered that
the motion for preparation of complete transcript of proceedings at state expense is granted.
The Court hereby orders the court reporter to prepare, at state expense, the transcript of the
above-captioned case, and to provide a copy to appointed counsel at state expense, within 40 days
of the date on which the notice of appeal was filed. The original should be filed with the clerk and
a copy forwarded to appointed counsel.
__________________________ ____________________________________
DATE JUDGE
IN THE COURT OF COMMON PLEAS
_____________ COUNTY, OHIO
STATE OF OHIO, :
Plaintiff-Appellee, : Case No. _______________
vs. :
______________________, : JUDGE ____________________
Defendant-Appellant. :
______________________________________________________________________________
STATEMENT, PRAECIPE AND NOTICE TO COURT REPORTER
______________________________________________________________________________
TO THE APPELLEE:
___________________________ hereby states an intention to include in the record a
complete transcript of the trial proceedings, including opening statements, evidence, and final
arguments, including voir dire.
TO THE CLERK:
Immediately prepare and assemble the original papers and exhibits filed in the court and a
certified copy of the docket and journal entries. As a complete transcript of proceedings will be
included by the Defendant-Appellant as part of the record to portray the assignment of error, do
not transmit these documents to the clerk of the court of appeals of this county for filing in that
court until the complete transcript of proceedings has been delivered to you by the court reporter.
At that time you will transmit the documents prepared and assembled by you and the complete
transcript of proceedings delivered to you by the undersigned to the clerk of the court of appeals
for filing as the record on appeal. In the event that the undersigned does not furnish you with the
complete transcript of proceedings within forty days after the filing of the notice of appeal, or
within any proper extension of the time for transmission of the record, as prescribed by the
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Appellate Rules or the Local Appellate Rules, then upon such fortieth day or upon the last day of
any proper extension of the time for transmission of the record, you shall transmit the documents
prepared and assembled by you to the clerk of the court of appeals, without such transcript of
proceedings, for filing as the record on appeal.
TO THE COURT REPORTER:
Please prepare a transcript of the proceedings that were heard on the ____ day of
______________, 20___, by JUDGE ______________ in this case. Also, in the event there are
prior or subsequent hearings related to the above listed hearings, please prepare a transcript
of those proceedings as well. Notify appellate counsel when completed.
Respectfully submitted,
DEFENDANT-APPELLANT, PRO SE
Inmate Number/Institution
Address
City, State, and Zip Code
3
CERTIFICATE OF SERVICE
I certify a copy of the foregoing STATEMENT, PRAECIPE AND NOTICE TO COURT
REPORTER has been sent by regular U.S. mail to the office of the _________________________
County Prosecutor this _____ day of _________________, 20___.
Mailed to:
Name:
Street Address:
City: State: Zip Code:
DEFENDANT-APPELLANT, PRO SE
OHIO FIFTH DISTRICT COURT OF APPEALS
DOCKETING STATEMENT
Plaintiff-Appellant Appellee (Circle Designation)
-vs-
Appeal No.
Trial
Court No.
Trial
Court Judge
Plaintiff's
Counsel
Phone
Email
Defendant’s
Counsel
Phone
Email
Defendant Appellant Appellee (Circle Designation)
NOTICE: ORAL ARGUMENT MUST BE REQUESTED, PER LOCAL RULE 10(A) AND APP.R. 21(A).
Defendant-Appellant Appellee (Circle Designation)
A.
DATES: Of the judgment(s) being appealed
Time to Appeal extended per App.R. ( )Yes ( ) No
Specify Reason:
B.
(
) A time-stamped copy of the judgment entry or order which makes your case appealable as well as a copy of all other judgment
entries being appealed is attached. THIS IS A REQUIREMENT. FAILURE TO DO SO MAY RESULT IN A DISMISSAL.
C. PROBABLE ISSUES FOR REVIEW: __________________________________________________________
D.
THIS APPEAL SHOULD BE ASSIGNED TO: (Check One)
(
) The regular calendar.
( )
The accelerated calendar. See Loc. R. 6(B) and App.R. 11.1
( )
The expedited calendar. See Sections F(4) (State’s Appeal as of Right) and G(3) (certain civil cases) of this docketing statement,
Loc. R. 7 and App. R. 11.2
E.
THE RECORD: This Docketing Statement serves as a praecipe to the clerk to prepare and transfer the docket and journal entries.
Please Indicate the Type of Record to be Filed: (Check One)
( )
Docket and Journal Entries Only, no transcript of proceedings
( ) Transcript has been prepared already. It is a ( ) Full or ( ) Partial Transcript. If partial, see App.R. 9(B)
( )
Statement of the record pursuant to App.R. 9(C)
( )
Agreed Statement of the Record pursuant to App.R. 9(D)
( )
Transcript of Proceedings. ( ) Less than or ( ) Greater than 100 pages
( ) Full or ( ) Partial transcript has been ordered. If partial, see App.R. 9(B)
WARNING: If a transcript of proceedings is needed, a copy of the notice of appeal and an appropriate praecipe must be served by
Appellant on the court reporter. A copy of the praecipe to the court reporter shall be filed with this court showing
service of the notice of appeal and praecipe upon the court reporter.
Please state with particularity which exhibits and/or evidence, other than paper exhibits or documentary evidence not of unusual bulk
or weight, the parties request be transmitted as part of the record on appeal. See App.R. 10(B); Loc.App.R. 8(C)
F.
CRIMINAL CASE
1.
CHARGE (s):
2.
DEGREE:
( ) Misdemeanor
(
) Felony
3.
Is this an appeal of Post-Conviction Relief? (R.C. 2953.21)
(
) Yes ( ) No.
If yes, was a hearing held in the trial court?
(
) Yes ( ) No. What was the original charge and sentence?
4.
Type of Appeal: (Check One)
( ) Appeal as of Right ( ) State’s Appeal as of Right (R.C. 2945.67(A), Crim.R 12(K) & Loc.R. 7) ( E x
p e d i t e d ) )
( ) Appeal by Leave of Court (App.R. 5) ( ) State’s Appeal by Leave of Court
5.
Is this an appeal for review of sentencing pursuant to R.C. 2953.08? ( ) Yes ( ) No
6.
Was counsel appointed for trial? ( ) Yes ( ) No
7.
Was counsel appointed for appeal? ( ) Yes ( ) No
To request appointed counsel, you must file a separate motion, per Loc. App.R 3.
8.
Was a stay of sentence requested in trial court? ( ) Yes ( ) No If yes, stay was: GRANTED DENIED PENDING
G.
CIVIL CASE
1.
ACTION BROUGHT IN LOWER COURT:
2.
Did this action originate in a Trial Court or in an Administrative Agency? Indicate which.
(
) County Court ( ) Municipal Court ( ) Common Pleas Court ( ) Administrative Agency
( ) Board of Tax
Appeals ( ) Probate Court
(
) Family Court ( ) Juvenile Court ( ) Other
3.
Must this case be expedited as being one of the following types: ( )Yes ( )No.
If yes, check one of the following:
( ) Appeal under determination of local fiscal emergency brought by municipal corporation. R.C. 118.04(C)
(
) Appeal brought by minor child under R.C. 2505.073
(
) Appeal involving matters of child custody, allocation of parental rights or responsibilities, or designation of a child’s
place
of residence and legal custodian under R.C. 3109.04(H) and R.C. 3109.06
(
) Appeal from orders granting or denying (1) termination of parental rights or (2) adoption of a minor child. See App. R.
11.2
and Loc. App.R. 7
(
) Appeal from orders regarding dependent, abused, neglected, unruly, or delinquent children. See App. R. 11.2, Juv. R.
22(F) and
Loc. App.R. 7
(
) Election contests as provided in R.C. 3515.08
(
) Appeal from the Court of Claims involving public records under R.C. 2743.75(G)
4.
Do you know of another case pending in this court which raises the same issue(s)? ( ) Yes ( ) No.
If yes, please cite
case(s)
5.
Have you determined in good faith that the judgment appealed from is a final appealable order? (R.C. 2505.02)
( ) Yes ( ) No.
6.
Was a stay of judgment requested in trial court? ( ) Yes ( ) No
If yes, stay was: GRANTED DENIED PENDING
H.
MEDIATION:
Have the parties previously participated in mediation in this dispute: ( ) Yes ( ) No
Would a mediation conference assist in the resolution of this matter? ( ) Yes ( ) No ( ) Maybe
CERTIFICATION
I certify that the information provided on this docketing statement is accurate.
Signature of Counsel (or Party if not represented by Counsel) Supreme Court Registration Number
(Revised Effective March 1, 2021)
Selected Local Rules of the Fifth District Court of Appeals
Annotations current through March 1, 2021
INTRODUCTION
The Fifth Appellate Judicial District is comprised of the following fifteen counties: Ashland,
Coshocton, Delaware, Fairfield, Guernsey, Holmes, Knox, Licking, Morgan, Morrow,
Muskingum, Perry, Richland, Stark, and Tuscarawas.
RULE 1. COSTS DEPOSITS
(A) Original Actions. No complaint in an original action (mandamus, prohibition, procedendo,
quo warranto, or except where prohibited by R.C. 2725.28 or other law, habeas corpus) shall
be accepted for filing in this court of Appeals unless the party bringing the action shall first
have deposited with the Clerk of the Court of Appeals of the county in which the action is to be
brought the sum of eighty-five dollars ($85) as security for the payment of the costs that may accrue
in the action.
Subpoenas shall not issue for witnesses in actions in habeas corpus unless an additional deposit of
ten dollars ($10) per witness is deposited as security for costs with the Clerk of the Court of
Appeals of the county in which the action is brought together with the praecipe for subpoena.
(B) Appeals. Within ten days after filing the notice of appeal or cross-appeal, appellants or
cross-appellants shall comply with section (C) of this rule or shall deposit with the Clerk of the
Court of Appeals of the county in which the appeal is filed the sum of ninety dollars ($90) as
security for the payment of costs that may accrue in the appeal. Any personal check given for
deposit shall be made payable to the “Clerk of the Court of Appeals.”
This deposit for costs may be made with the clerk of the trial court when the notice of appeal is
filed in that court, and any deposit so made shall be forwarded by that clerk to the Clerk of the
Court of Appeals along with the copy of the notice of appeal and other papers required by
App.R.3(D).
Failure to make this deposit for costs shall not prevent the filing of a notice of appeal in the trial
court.
Failure to make this deposit for costs within ten days of the filing of the notice of appeal is failure
to prosecute the appeal for which the appeal may be dismissed pursuant to App.R. 3(A).
(C) Actions Brought by Indigents. If the party bringing an original action, bringing an appeal,
or seeking the attendance of witnesses files with the Clerk of the Court of Appeals evidence
of indigency (a financial disclosure form establishing indigency or evidence the trial court
determined the appellant was indigent for purposes of appeal, such as a copy of the entry of
appointment), then the requirements of Sections (A) and (B) of this rule shall not be effective.
Evidence of indigency must be filed for each and every notice of appeal and original action. The
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party asserting to be indigent is under a continuing duty to notify this court if the party becomes
financially able to secure and pay costs of the action. The Court will impose costs pursuant to
App.R. 24 at the conclusion of the case, even if the prepayment of the deposit is waived pursuant
to this Rule.
(Former Rule 2 adopted effective May 1, 1981; amended effective September 1, 1981; July 1, 1983; January 1, 1993;
August 30, 1995; amended and renumbered as Rule 1 effective May 1, 1997; amended effective January 1, 2008;
amended effective January 1, 2015; amended effective January 1, 2019.)
RULE 2. CLERKS OF THIS COURT; FILING DOCUMENTS; PROPOSE JUDGMENT
ENTRY REQUIRED
(A) Clerks of this Court. The Clerks of the Courts of Common Pleas of the counties comprising
the Fifth Appellate Judicial District are the Clerks of this court of Appeals in their respective
counties pursuant to R.C. 2303.03.
(B) Filing Documents. Motions, records, briefs, and all other documents required to be filed in
this court or with the Clerk of this court shall be filed with the Clerk of the Court of Appeals
of the county in which the trial of the action appealed took place or, in the case of original actions,
with the Clerk of the Court of Appeals of the county in which the complaint is filed, such county
properly being any county where this court may obtain personal jurisdiction over the parties.
Documents mailed, faxed, or delivered directly to the offices of the judges in Canton will not be
considered filed either when mailed or when received.
(C) Electronic Filing. The provisions of this local rule are adopted under App.R.13(A).
Documents may be filed with the appropriate Clerk of Courts by facsimile transmission subject to
the following conditions:
(1) Applicability. Only motions to this court and their responses, subsequent
to a notice of appeal or original action complaint, may be transmitted
by facsimile to the appropriate Clerk of this court for filing. No other
pleadings, including the notice of appeal or briefs, shall be filed via
facsimile or other electronic transfer.
(2) Original Filing
(a) A document received and filed by facsimile shall be accepted by
the Clerk of Court as the effective original filing. The source
document and additional copies need not follow by mail for
purpose of filing. The person making the fax filing must, however,
maintain in his or her records and have available for production
on request by the Court the source document, filed by fax for with
original signatures as otherwise required under applicable rules,
together with the original copy of the facsimile cover page used for
the subject filing.
(b) The source document filed by fax shall be maintained by the person
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making the filing until the case is closed and all opportunities for
post-judgment relief are exhausted.
(3) Definitions. As used in these rules, unless the context requires
otherwise:
(a) Facsimile Transmission means the transmission of a source
document by a facsimile machine that encodes a document into
optical or electronic signals, transmits and reconstructs the signals
to print a duplicate of the source document at the receiving end.
(b) Fax is an abbreviation for “facsimile” and refers, as indicated by
the context, to facsimile transmit or to a document to transmitted.
(4) Cover Page
(a) All documents sent by facsimile shall be accompanied by a cover
page containing the following information: (See Appendix for
example.)
(i) The name of the Court
(ii) The caption of the case
(iii) The case number
(iv) The assigned judge(s), if applicable
(v) The title of the document being filed
(vi) The date of transmission
(vii) The transmitting facsimile number
(viii) An indication of the number of pages included in the
transmission, including cover page
(ix) The name, address, telephone number, facsimile number,
Supreme Court registration number, and e-mail address of
the person filing the fax document, if available, and
(x) If applicable, a statement explaining how costs are being
submitted.
(b) If a document is sent by fax to the clerk of court without the cover
page information listed above, the clerk will:
(i) Enter the document in the case docket and file the document,
if possible.
(ii) If the faxed document does not contain sufficient information
to file the document, the clerk of court will deposit the
document in a file of failed faxed documents with a notation
of the reason for the failures; in this instance, the document
shall not be considered filed with the clerk of courts.
(c) The clerk of court is not required to send any form of notice to
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the sending party of a failed fax filing. However, if practicable, the
clerk may attempt to inform the sending part of a failed fax filing.
(5) Signature. Any signature on electronically transmitted documents shall
be considered that of the attorney or party it purports to be for all
purposes. Any party who files a signed document by fax represents that
the physically signed source document is in his/her possession or control.
Documents may be filed with a signature or with the notation “/s/”
followed by the name of the signing person where the signature appears
in the signed source document. If it is establi9shed that any document was
transmitted without authority, the Court shall order the filing stricken.
(6) Exhibits
(a) Each exhibit to a facsimile produced document that cannot be
accurately transmitted via facsimile for any reason must be
replaced by an insert page describing the exhibit and why it is
missing. Unless the Court orders otherwise, the missing exhibit
shall be filed with the Court, as a separate document, not later than
five (5) court days following the filing of the facsimile document.
Failure to file the missing exhibits as required may result in the
Court striking the document and/or exhibit.
(b) Exhibits filed in this manner shall be attached to a cover sheet
containing the caption of the case, which sets forth the name of the
court, title of the case, the case number, and the title of the exhibit
being filed (e.g., Appellant Smith's Notice of Filing Exhibit "A"
to Appellant Smith's Motion to Dismiss), and shall be signed and
served in conformance with the rules governing the signing and
service of pleadings in this court.(See Appendix for Example).
(7) Time of Filing
(a) Facsimile transmissions may be made on the basis of 24 hours
per day, 7 days per week. Each page of any document received by
the Clerk will be automatically imprinted with the date and time
of receipt. The date and time imprinted on the document will
determine the time of filing, provided the document is deemed
accepted by the Clerk and the Clerk of Court’s office is open for
business at the time of receipt. If a document is received on a
date and time of which the Clerk of Court’s office is not
regularly scheduled to be open for business, the document shall
be deemed to have been filed on the next day and time the Clerk’s
office is regularly scheduled to be open.
(b) Fax filings may NOT be sent directly to the Court for filing but
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may only be transmitted directly through the facsimile equipment
operated by the appropriate Clerk of Courts.
(c) The Clerk of Court may, but need not, acknowledge receipt of a
facsimile transmission.
(d) The risks of transmitting a document by facsimile to the Clerk of
Courts or delay in the document being time-stamped shall be
borne entirely by the sending party. Anyone using facsimile filing
is urged to verify receipt of such filing by the Clerk of Court through
whatever technological means are available.
(8) Fees and Costs
(a) No document requiring prepayment of a fee or cost deposit shall
be filed by facsimile, unless an acceptable method of payment has
been paid or arranged to be paid pursuant to terms acceptable to the
respective Clerk. Documents tendered to the Clerk without
payment of court costs or fees, or without arranging payment terms
with the Clerk will not be filed.
(b) No additional fee shall be assessed for facsimile filings.
(9) Facsimile filings shall not exceed twenty (20) pages in length. The filer
shall not transmit service copies by facsimile.
(10) Effective date. These local rules shall be effective January 1, 2008,
and shall govern all proceedings in actions brought after they take
effect and also further proceedings in pending actions, except to the
extent that, in the opinion of the Court, their application in a particular
action pending on the effective date would not be feasible or would work
an injustice, in which event, the former procedure applies.
(D) Electronically Signed Court Documents
(1) The following definitions shall apply to this rule:
(a) Electronic” and “electronic signature” have the same meaning
as used in section 1306.01 of the Ohio Revised Code. The term
“Document” includes decisions, journal entries, notices, orders,
opinions and any other filing by a Judge, Magistrate or Court
Administrator of this court.
(2) All court documents signed by means of an electronic signature,
whether transmitted to the Clerk of Courts electronically or via paper,
shall have the same force and effect as if the signer had affixed his or her
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signature to a paper coy of the document.
(3) Electronic transmission of a court document with an electronic
signature by a Judge or Magistrate that is sent in compliance with
procedures adopted by the Court shall, upon the complete receipt of
the same by the Clerk of Court, constitute the date and time of receipt
of the document, provided that the Clerk of Court’s Office is open
for business at the time of receipt. If a document is received at a date
and time when the Clerk of Court’s Office is not regularly scheduled
to be open for business, the document shall be deemed to have been
received at the next day and time the Clerk’s Office is regularly scheduled
to be open.
(E) Proposed Judgment Entry Required. All motions shall be submitted for filing accompanied
by a proposed judgment entry suitable for use if the motion is granted.
(Adopted effective August 30, 1995; amended effective May 1, 1997; amended effective January 1, 2008; amended
November 19, 2014; amended (renumbered) effective January 1, 2019.)
RULE 3. DESIGNATION OF COUNSEL; APPLICATION FOR LEAVE
TO
WITHDRAW
AS COUNSEL
(A) Designation of Counsel. Every notice of appeal, pleading, motion, and brief filed shall
have typed or printed on it the name, address, and telephone number of the filing counsel (or the
party, if not represented by counsel). The attorney registration number shall follow the name
of filing counsel on all documents filed with this court.
Notice or motions to appear as co-counsel with the counsel of record shall be made by the counsel
of record.
(B) Appointment of Counsel. Except in appeals pursuant to App.R. 5, a request for appointment
of counsel shall be made in the first instance in the trial court. A motion to appoint counsel that is
filed in the court of appeals must be accompanied by proof that the trial court denied a request
for appointment of counsel.
(C) Selection of Counsel. The Court shall maintain a list of pre-qualified attorneys who have
notified the Court of their interest in serving as appointed counsel in criminal cases. Counsel
shall be selected in a continual rotation from a list maintained by the Court, except that the
Court may consider the experience and expertise of counsel and counsel’s management of his/her
current appellate caseload. Whenever possible, the Court shall appoint counsel practicing in the
county in which the case is filed.
The Court shall keep a record of all counsel appointments made in a given calendar year and shall
annually review that record to ensure that appointments are equitably distributed among counsel
on the appointment list.
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(D) Attorney’s Fees.
(1) Application. Application by appointed counsel in criminal cases for
attorney’s fees on appeal shall be completed on the most recent forms
prescribed by the Ohio Public Defender. Incomplete applications,
applications submitted without the proper financial disclosure form, or
applications submitted on the wrong forms shall be returned to counsel
and could result in reduction or non-payment of fees. Untimely
applications may also result in reduction or non- payment of fees.
(2) Limitations on Compensation. Payments for services will not exceed
the schedule of fees established by each county pursuant to law, unless
counsel also files a motion for extraordinary fees with reasons
supporting the request, accompanied by a proposed judgment entry
suitable for use if the motion is granted.
(E) Application for Leave to Withdraw as Counsel. Counsel who has entered an appearance
with this court, whether appointed or retained, may not withdraw representation without leave
of this court. Counsel seeking to withdraw shall file a written motion which shall:
(1) Show good cause for the request.
(2) Include notice that a party has 14 days from filing of the motion to
withdraw to file any objection to the motion.
(3) Be signed by the client, signed by the client’s new counsel (if any), or
contain a certification that the motion was served upon the client by
certified or express mail and by regular mail.
(4) Include the address of the client’s new counsel, or if none, the name
and address of the client.
(Adopted effective September 11, 1984; amended effective August 30, 1995; amended effective May 1, 1997;
amended effective July 1, 1999; amended effective January 1, 2008; amended effective January 1, 2015; amended
effective January 1, 2019.)
RULE 4. ORIGINAL ACTIONS
(A) How Instituted. Service in original actions shall be made and the action shall commence
upon the filing of a complaint and proceed as a civil case under the Ohio Rules of Civil Procedure
unless those rules are clearly inapplicable.
(B) Evidence. Unless consent of the Court is otherwise obtained, the evidence in all original
actions, except in habeas corpus, shall be submitted to the Court by means of an agreed statement of
facts, affidavits, stipulations, depositions or exhibits; oral testimony will not be heard.
8
Court stenographers will not be in attendance at the trial of the action unless arranged for and
employed by one or more of the parties and appointed by the Court, except as otherwise ordered
by the Court due to exceptional circumstances.
(Adopted effective May 1, 1997; amended effective January 1, 2008; amended effective June 1, 2012.)
RULE 5. DISMISSALS FOR FAILURE TO PROSECUTE THE APPEAL
Unless the appellant demonstrates that no undue delay and no prejudice to appellee has been
caused by the failure to comply with the rules, the following shall be deemed good cause for
dismissal of an appeal, sua sponte, for failure to prosecute:
(A) Failure to cause the record on appeal to be timely transmitted to the clerk of this court.
(B) Failure to timely file the brief or otherwise fail to comply with all the provisions of App.R.
16 or Loc.App.R.9.
(C) Failure to timely file a fully completed docketing statement pursuant to Loc.App.R.6.
(Adopted effective May 1, 1997; amended effective March 31, 2011.)
RULE 6. DOCKETING STATEMENT; ACCELERATED CALENDAR
(A) Docketing Statement. Each appellant and cross-appellant shall file a fully completed
docketing statement, typed or legibly printed, at the same time as filing the notice of appeal or
cross-appeal. A docketing statement is not fully completed unless a time-stamped copy of the
judgment being appealed is attached. The party prosecuting an appeal shall serve a copy of
the completed docketing statement together with the notice of appeal on the opposing party.
The clerk of the trial court shall provide docketing statement forms as prescribed by this court.
(See Appendix for Docketing Statement Form). Docketing statements of a form other than the one
shown in the Appendix will not be allowed. The clerk of the trial court shall send a copy of the
docketing statement to the Court of Appeals along with a copy of the notice of appeal.
(B) Accelerated Calendar. Pursuant to App.R.11.1, this court has adopted an accelerated calendar.
The Court shall determine from the docketing statement whether the appeal will be assigned to the
accelerated or regular calendar. If the appeal is assigned to the accelerated calendar, oral
arguments shall not be scheduled and the matter will be determined upon submission of all briefs.
If appellee or cross-appellee objects to the assignment of the appeal to the accelerated calendar,
appellee or cross-appellee may file an objection with this court within thirty days of the filing of the
docketing statement and the case shall be assigned to the regular calendar.
(Adopted effective September 30, 1995; amended effective May 1, 1997; amended effective January 1, 2008;
amended effective March 31, 2011; amended effective March 1, 2021.)
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RULE 7. EXPEDITED CASES
(A) A criminal appeal by the state as of right or a civil appeal of the type listed under section (G)(3)
of the Docketing Statement must be expedited by this court. Therefore, all parties shall give their
prompt attention to such appeals and prosecute them diligently. Requests for extensions of time
to transmit the record or to file the briefs should be minimized.
(B) Oral arguments on expedited cases, once scheduled, will not be continued absent a showing
of extraordinary circumstances. Oral Arguments will be scheduled on the earliest available date
and, if necessary to expedite, will be held in any county within the Fifth Appellate District.
(Adopted effective May 1, 1997; amended effective March 31, 2011; amended effective March 1, 2021.)
RULE 8. THE RECORD
(A) Extensions of Time for Filing the Record. The trial court shall closely limit its extensions
of time for transmission of the record (App. 10 (C)), shall overrule any motion for an extension of
time where good cause is not set forth and shown, and in no event shall any such order operate
to extend such time beyond the eightieth (80th) day after the filing of the notice of appeal.
(B) Inability of Court Report to Supply a Necessary Part of the Record. Motions filed with
this court to supplement the record or for an extension of time to transmit the record, needed by
reason of a claimed inability of the court reporter to supply a necessary part of the record,
must be accompanied by an affidavit of the court reporter stating the circumstances relied on as
justifying the extension, the date of the notice of appeal, and the date of service of the praecipe to
the court reporter ordering the transcript.
(C) Evidence Consisting of Weapons, Ammunition, Money, Drugs, or Valuables. The clerk of
the trial court shall not, unless directed to do so by this court upon a motion by a party, transmit
any trial exhibits consisting of weapons, ammunition, money, drugs, or valuables. The list of
documents that the trial clerk transmits with the record (App.R. 10(B)) shall designate which
exhibits are not being transmitted pursuant to this rule and the custodian of the exhibits.
(Adopted effective October 1, 1981; amended effective May 1, 1997.)
RULE 9. THE BRIEFS
(A) Contents of Brief. In addition to the requirements of App.R. 16, the brief of appellant shall
contain clear copies of the following:
(1) These documents, as applicable, shall be included as the first exhibits to
the brief.
(a) The judgment entry appealed from; (Handwritten judgment entries
are inappropriate and shall be considered by this court except for
uniform traffic citations. See Ohio Traffic Rules);
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(b) Any opinion of the trial court announcing the decision reflected
by the judgment entry appealed from;
(c) Any written fact findings and conclusions of law signed and/or
adopted by the trial judge contained in the record on appeal; and
(2) Where a summary judgment is appealed, a statement on a separate
page following the assignments of error, declaring whether the claim is
that judgment is inappropriate as a matter of law on the undisputed facts
or that a genuine dispute exists as to a material fact or facts, coupled
with a separate statement of the specific fact issue or issues claimed in
the trial court to have been material and genuinely disputed. See North v.
Pa. Ry. Co., 9 Ohio St.2d 169, 224 N.E.2d 757, syllabus 2.
(B) Length of Briefs. In addition to the requirements of App.R. 16, no brief by any party in an
appeal or original action, excluding appendices, table of contents, table of cases, statement of
assignments of errors, and statement of the issues shall exceed thirty pages, unless, upon a motion
requesting an increase of a specific number of pages and the showing of good cause, this court
orders otherwise. No reply brief shall exceed fifteen pages.
(C) Mechanical Requirements. All documents shall be single-sided and the text shall be at least
12-point, double-spaced, non-condensed type. Footnotes and quotations may be single spaced;
however, they shall also be in 12 point, non-condensed type. As used in this provision, “non-
condensed type shall refer to Times New Roman type or Arial.
(D) Font Requirements. The text of all documents shall be at least 12-point, double-spaced,
non- condensed type. Footnotes and quotations may be single spaced; however, they shall also be
in 12-point, non-condensed type. As used in this provision, “non-condensed type” shall refer to
Times New Roman type or Arial.
(E) Length of Time for Filing a Brief. In extension of App.R. 14(B), motions for enlargement of
time to file a brief shall state the number of previous extensions granted pursuant to that rule. A
motion to file a brief instanter must state that the brief was delivered to the clerk for filing with
the motion to file instanter.
(F) Filing and Service of Briefs on Cross-Appeal. In extension to App.R. 18, a cross-appellant
shall serve and file the cross-appellant brief within the same time guidelines that apply to an
appellee brief. The cross-appellee/appellant shall serve and file the cross-appellee brief and may
serve and file an appellant reply brief within twenty days after service of the cross-appellant brief.
The cross- appellant may serve and file a reply brief within ten days after service of the cross-
appellee's brief.
(G) Anders Brief with Motion to Withdraw as Counsel. In a criminal appeal in which counsel
has been appointed for the appellant, counsel may file a no error brief under the procedure
identified in Anders v. California, 386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967). An Anders
brief must contain potential assignments of error as well as law and argument with references to
the record. When appellant’s counsel files an Anders brief, counsel shall simultaneously file a
11
separate motion requesting leave to withdraw as counsel. Counsel shall serve the client with the
motion to withdraw and the Anders brief. Service on the client shall be indicated in the proof of
service.
Upon the filing of an Anders brief, the court will issue an Order that grants appellant leave to file a
pro se brief and assignment(s) of error that comports with the appellate rules and local appellate
rules within 45 days.
If the appellant files a pro se brief, the appellee may respond and the appellant may reply as
provided by the Appellate Rules and Local Appellate Rules. Once briefing is complete, or the 45-
day period for filing a pro se brief has lapsed without a brief being filed, the appeal and the motion
to withdraw will be assigned to a merit panel for review. The panel will conduct an independent
examination of the record to determine if it discloses an issue of arguable merit prejudicial to the
appellant. The appeal will be considered submitted on the briefs unless the court sua sponte sets
an oral argument date. Should the panel find arguable merit, the Court shall order the appointment
of new counsel and the matter will proceed accordingly.